Article 94. Internal documents of a professional organization The Law on the Securities Market

Home / RLA / Article 94. Internal documents of a professional organization The Law on the Securities Market

1. The internal documents of a professional organization should establish:

1) rules and standards of activity of members of a professional organization;

2) the rules governing the conduct by a professional organization of control measures in relation to the activities of its members;

3) rules for dispute resolution between members of a professional organization;

4) rules of admission to membership of a professional organization, suspension of membership and exclusion from membership of a professional organization;

5) rules of professional ethics of members of a professional organization;

6) (deleted - No. 72 dated 8.07.2005)

7) the procedure for the activities of divisions, committees, branches and representative offices of a professional organization.

2. The internal documents specified in paragraph 1 of this article are approved by the general meeting of the members of the professional organization.

The internal documents of a professional organization become mandatory for members of a professional organization from the date set by the general meeting of its members.

The Law of the Republic of Kazakhstan dated July 2, 2003 No. 461.

 This Law regulates public relations arising in the process of issuing, placing, circulating and redeeming equity securities and other financial instruments, the specifics of the creation and operation of securities market entities, defines the procedure for regulating, controlling and supervising the securities market in order to ensure the safe, open and effective functioning of the securities market, and the protection of investors' rights. and holders of securities, fair competition of securities market participants.

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Republic of Kazakhstan

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