Article 61. Registration of a transaction with nominally held securities The Law on the Securities Market

     1. Registration of a transaction with nominally held securities is carried out by the nominee holder in accordance with the procedure established by a regulatory legal act of the authorized body.

     2. The depositor's client, whose information is disclosed in the central depository's accounting system, has the right to receive an extract on the status of his subaccount in the central depository's accounting system.

      If the information on the number and type of securities indicated in the personal account statement in the nominal holding accounting system does not match, the information indicated in the central depository accounting system takes precedence over such information on the subaccount in the central depository accounting system.  

      The procedure for submitting an extract from a subaccount in the central depository's accounting system is established by its internal documents.  

     3. (deleted - dated February 19, 2007, No. 230).  

      4. The client of the broker, who is a nominee holder, has the right to contact the custodian and receive an extract on the securities and other financial instruments belonging to him, transferred to the custodial service.  

     The conditions and procedure for submitting an extract are established by this Law, regulatory legal acts of the authorized body, and internal documents of the custodian.

The Law of the Republic of Kazakhstan dated July 2, 2003 No. 461.

    This Law regulates public relations arising in the process of issuance, placement, circulation and repayment of equity securities and other financial instruments, the specifics of the creation and operation of securities market entities, defines the procedure for regulation, control and supervision of the securities market in order to ensure the safe, open and effective functioning of the securities market, protection of investors' rights. and holders of securities, fair competition of securities market participants.

President    

Republic of Kazakhstan     

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